WebEccleston and Wolf, P.C. is an AV rated, litigation law firm with offices in Maryland, the District of Columbia and Virginia, whose attorneys, for nearly four decades, have represented clients in ... WebFrom the Desk of Jim Eccleston at Eccleston Law Offices: FINRA plans to renew its lobbying efforts for legislation that would shift oversight of financial advisers away from the SEC and into the hands of a self-regulating body, Investment News reports.. In 2012, FINRA first attempted to push such legislation. Its efforts were resisted by advisors and the …

ECCLESTON LAW BLOG

WebDec 12, 2014 · From the Desk of Jim Eccleston at Eccleston Law Offices: Paul Greenwood and Stephen Walsh, former executives at WG Trading Co., were sentenced to 10 years in prison for participating in a fraud ... WebAug 15, 2024 · From the Desk of Jim Eccleston at Eccleston Law. The Financial Industry Regulatory Authority (FINRA) has filed proposed changes to FINRA Rule 3110 with the Securities and Exchange Commission (SEC). The revision to Rule 3110 would permit a home office to be classified as a non-branch “residential supervisory location” under … chatlee used boats

James Eccleston, JD - Owner - Eccleston Law, LLC

WebFrom the Desk of Jim Eccleston at Eccleston Law Offices: According to a recent survey conducted by Aite Group and sponsored by NFP Advisor Services, most advisors are facing challenges from different aspects when they look to pick up a book of business to build their own practice. Client retention was the most difficult challenge. Even in the most … WebAttorneys. Through a team of highly-qualified and experienced trial attorneys, Eccleston and Wolf strives to achieve the optimum results for our clients who find themselves … WebBaltimore-Washington Law Center 7240 Parkway Drive, 4th Floor Hanover, MD 21076 United States 410-752-7474 / 410-752-0611 (fax) chatleff body