WebJan 13, 2024 · If, however, CFTC staff denies the request for confidential treatment, the requestor may withdraw the relief request or other written communications within 30 days … WebSep 18, 2024 · The DSIO No-Action Relief extends to a greater range of eligible end users than the CFTC’s prior relief, adding small financial institutions with less than US$10 billion in assets and certain entities addressed in a recent proposed CFTC rulemaking, namely certain community development corporations as well as bank holding companies and …
A Light Lift: CFTC Proposes to Codify Existing No-Action
WebCFTC Letter No. 16-72 . No-Action . September 14, 2016 . Division of Market Oversight . Division of Swap Dealer and Intermediary Oversight . Conditional no -action relief related to CFTC No-Action Letter No. 15-29 with respect to swaps trading on Yieldbroker Pty Limited . The Commodity Futures Trading Commission’s (CFTC’s) Divisions of ... WebOct 26, 2024 · At an open meeting on October 15, 2024, the Commodity Futures Trading Commission (CFTC) adopted a final rule (Final Rule) amending CFTC Regulation 3.10 (c), clarifying exemptive relief for foreign persons acting as commodity pool operators (non-US CPOs) on behalf of offshore commodity pools with non-US participants that trade in US … new century hospice baton rouge
WebOn September 8, 2014, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 14-112, which provides relief from certain reporting obligations under Part 4 of CFTC Regulations to certain wholly-owned subsidiaries of commodity funds. WebOn September 9, 2014, the Division published CFTC Exemptive Letter No. 14-116 (“Letter 14-116”), which provides exemptive relief from certain provisions in Regulations 4.7(b) … WebDec 5, 2014 · CFTC Releases No-Action Letter 14-144 December 05, 2014 The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering into swaps on behalf of non-financial end-user affiliates that could otherwise elect the exception in section 2 (h) (7) of the CEA and section 50.50 of the Commission’s regulations. new century hotel daru png